Regulatory

The mission of the Regulatory Forum is to deepen understanding of emerging regulations across our constituency, while working alongside industry standards organizations to contribute to the development of best practices.

Recent Accomplishments

• Coordinated General Session Panel for the ISITC Securities Operations Summit 2026: Regulatory Whiplash for the Financial Industry: Staying Ahead of Shifting Demands
  • Moderator: Michele Lieber, FactSet; Panelists: Steve Byron, SIFMA; Thomas Andrew, Brown Brothers Harriman, Eliott Bryson, State Street Corporation
• Provided latest developments on key regulations:

• • • Regulatory/Deregulatory Watch Items:

• • • • US Treasury Central Clearing
      • Financial Data Transparency Act (FDTA)
      • Amendments to Form N-Port
      • Investment Company Names Rule
      • Amendments to Form PF
      • Regulation S-P Enhancements
      • Increased Transparency into Short Selling Rule 13f-2
      • Securities Lending Transparency Rule 10c-1a

• • • US Digital Regulatory Environment
    • T+1 Europe

 Current Initiatives

• 2026 Focus Areas
  • Regulatory/Deregulatory Watch Items Including:

• AI
• Extended Trading Hours
• Tokenization

• • US Digital Regulatory Environment
    • Guiding and Establishing National Innovation for US Stablecoins (GENIUS) Act
    • Stablecoin Tethering and Bank Licensing Enforcement (STABLE) Act
    • Digital Asset Market Clarity (CLARITY) Act
    • CFTC, FDIC, OCC & SEC related guidance and rulemaking
  • EU, UK, Switzerland, Norway, Liechtenstein) Conversion to T+1